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Rudolf Carnap
(1891-1970) was a leading member of a group of
philosophers and scientists in Vienna, Austria, during
the interwar years, which called itself the “Vienna
Circle.” A
statement of the group’s manifesto, "The
Scientific Conception of the World", written by
Otto Neurath with Carnap's collaboration can be found
in Neurath's Empiricism
and Sociology.
The group was scattered when the National
Socialists came to power in Germany, and although
Carnap was a native German citizen, he and several
other members of the group migrated to the U.S.
With the aid of Willard Van Quine of Harvard
University, Carnap received an appointment to the
faculty of philosophy at the University of Chicago in
1935, which he retained until 1952 when he spent two
years at the Institute for Advanced Study at
Princeton. In
1954 he filled the vacancy created by the death of
Hans Reichenbach at the University of California at
Los Angeles, and held the position until his
retirement from teaching in 1961.
However, he continued to write for the ten
years of his intellectually active retirement.
He died in 1970 and is memorialized in Boston Studies in the Philosophy of Science (1971).
Logical
Constructionalism
In his "Intellectual Autobiography"
published in The
Philosophy of Rudolf Carnap (ed. Schilpp, 1963)
Carnap reports that while he was studying at the
University of Jena during the years just before the
First World War, he was greatly influenced by one of
his teachers, Gottlob Frege, who maintained that logic
should be the foundation for mathematics.
Shortly after the war Carnap read Bertrand
Russell's Principia
Mathematica, and was greatly impressed by
Russell's theory of relations.
But Carnap was even more impressed by Russell's
philosophical outlook expressed in Our Knowledge of the External World. This book states that the logical-analytical method can
provide a method of research in philosophy, just as
mathematics supplies the method of research in
physics. Carnap
reports that upon reading this text he felt that its
words had been directed to him personally.
As a result of these influences, the
construction of logical systems would characterize all
of Carnap's philosophical work during his long career. There would be many other influences, but they would only
produce variations on his basic agenda of logical
constructionalism.
Carnap's philosophy of science was Positivist,
and he and the other members of the Vienna Circle were
favorably disposed to the philosophies of Mach,
Poincare, and Duhem.
The antimetaphysical and scientistic character
of Mach's philosophy was reinforced by the early
writings of Ludwig Wittgenstein.
Wittgenstein maintained that all philosophical
sentences including most notably all of metaphysics
are pseudo sentences, and that in spite of their
grammaticalness and common usage, these pseudo
sentences are really devoid of any cognitive content.
Later Wittgenstein departed from this view and
moved away from the constructionalist approach in
philosophy. But
the earlier views of Wittgenstein expressed in his Tractatus
Logico-Philosophicus had a lasting influence on
the Vienna Circle Positivists.
One of the central philosophical tasks that
they set for themselves was the use of logical
constructionalist methods to implement the Positivist
philosophy, and especially the symbolic logic in the Principia
Mathematica of Russell and Whitehead, and for this
reason they are known as the “Logical”
Positivists.
Einstein
and Mathematical vs. Physical Geometry
Like many philosophers of his generation,
Carnap was impressed by Einstein's revolutionary
theory of relativity.
Philosophers such as Popper found the
significance of this successful overthrow of the
three-hundred-year reign of Newtonian physics in its
implications for scientific criticism.
But Carnap found its significance in the
distinction between mathematical and physical
geometry, or more generally in the role of mathematics
as the logic for the physical theory.
The central role in the relationship between
the formal and the empirical in the development of
modern physics became the axis for Carnap's whole
philosophical career.
He made it the subject of a distinctive type of
metatheory for science, which evolved into his
metatheory of semantical systems.
Carnap had started his studies in experimental
physics at the University of Jena before the First
World War, and then later turned to philosophy after
the war. In
1921 he wrote a Ph.D. dissertation titled Der Raum, in which he attempted to demonstrate that contradictory
theories about the nature of space maintained by the
mathematicians, philosophers and physicists, are
entirely different subjects.
He distinguished three meanings of the term
"space" corresponding to the three
disciplines that treat it.
These are the formal meaning used by
mathematicians, the intuitive meaning used by
philosophers, and the physical meaning used by
physicists. The
intuitive meaning used by philosophers is based on the
Kantian idea of "pure intuition"; Carnap
later rejected this idea and retained only the formal
and empirical meanings.
A later development in Carnap's thinking on
these matters occurred when he read Wittgenstein's Tractatus.
Wittgenstein had defined formal meaning in
terms of tautologies or logical truth.
This was the origin of Carnap's thesis of
analyticity, and he believed that the concept of
logical truth supplied the key to the problem of
formal systems such as mathematical geometry, which
had enabled Einstein to make his revolutionary
relativity physics.
In his autobiography Carnap says that due to
the doctrine of logical truth, Wittgenstein had the
greatest influence on his thinking besides Russell and
Frege.
After many years of silence on the subject of
geometry, Carnap returned to it in his Philosophical Foundations of Physics (1966).
There he says that he views the Euclidian, the
Lobachevskian, and the Riemannian geometries as
different languages in the sense of theories of
logical structure, which as such are concerned only
with the logical implications of axioms.
In this work he references Einstein's Sidelights
on Relativity (1921; English, 1923) where Einstein
says that the theorems of mathematics are certain in
so far as they are not about reality, and that in so
far as they are about reality they are uncertain. Carnap states that the philosophical significance of
Einstein's theory of relativity is that it made clear
that if geometry is taken in an a
priori or analytic sense, then like all logical
truths it tells us nothing about reality, while
physical geometry is a
posteriori and empirical, and describes physical
space and time.
Carnap notes that in relativity theory Einstein
used the Riemannian mathematical geometry as the
axiomatic system for his physical geometry, but the
reason for the choice of which mathematical geometry
to use for a physical theory is not obvious. Several years before Einstein developed his relativity theory
the mathematician Poincare postulated a non-Euclidian
physical space, and said that physicists have two
choices. They
can either accept non-Euclidian geometry as a
description of physical space, or they can preserve
Euclidian geometry for the description of physical
space by adopting new physical laws stating that all
solid bodies undergo certain contractions and
expansions, and that light does not travel in straight
lines. Poincare
maintained that physicists would always choose to
preserve the Euclidian description of physical space,
and would claim that any observed non-Euclidian
deviations are due to the expansion or contraction of
measurement rods and to the deflection of light rays
used for measurement.
Einstein's choice of the Riemannian geometry
and physical laws for measurement was based on the
resulting simplicity of the total system of physics.
Relativity theory using Riemannian geometry
greatly simplifies physical laws by means of
geodesics, such that gravitation as a force is
replaced by gravitation as a geometrical structure.
The
Aufbau and
"Rational Reconstruction"
In 1928 Carnap published his Der
Logische Aufbau der Welt. The book was translated
in 1967 with the title The
Logical Construction of the World, but in the
literature the book is always referred to as the Aufbau.
This work exhibits a detailed design for an
ambitious investigation.
In the first three of the book’s five parts
Carnap sets forth the objective, plan, and essentials
of this investigation.
His objective is the “rational
reconstruction” of the concepts of all fields of
knowledge on the basis of certain elementary concepts,
that describe the immediately given in experience.
His phrase “rational reconstruction” means
the development of explicit definitions for concepts
that originate in the more or less unreflected and
spontaneous psychological processes of cognition.
The task is not a work in psychology; it is a
work in logic. It
yields a constructional system, which Carnap states is
more than merely a division of concepts into various
kinds and an integration of the relations among them.
It is furthermore a step-by-step logical
derivation or “construction” of all concepts from
certain fundamental concepts. The result is a genealogy of concepts, in which each concept
has a definite place, because at each level concepts
are constructed from others at a lower level, until
one reaches the basis of the system consisting of
basic concepts. And
the logical construction is implemented by means of
the theory of relations in Whitehead and Russell’s
symbolic logic, or “logistic.”
The selected basic elements are “elementary
experiences”, which are unanalyzable, and the basis
contains one basic relation, which takes the
elementary experiences as arguments.
The basic relation is “recollection of
similarity”, which in the logic is symbolized as x
Rs y. This
symbolism means: x
and y are
elementary experiences, which are recognized as partly
similar through the comparison of a memory image of x
with y. Carnap illustrates
his system in the fourth part of the Aufbau,
and develops various constructions for concepts such
as quality classes, sensations, the visual field,
colors, color solids, the space-time world,
tactile-visual things, and “my body.”
The fifth and concluding section of the book
Carnap sets forth his explicit statement of the aim of
science. He
views the aim of science in terms of his
rational-reconstruction and unity-of-science agendas. He says that the formulation of the constructional system is
logically the first
aim of science. From
a purely logical point of view statements made about
an object become statements in the strictest
scientific sense only after the object has been
constructed from the basic concepts.
Only the constructional formula in the
Russellian logistic - as a rule of translation of
statements about an object into statements about the
basic objects consisting of the relations between
elementary experiences - gives a verifiable meaning to
such statements, because verification means testing on
the basis of experience.
The second
aim in turn is the investigation of the
nonconstructional properties and relations of the
objects. The
first aim is reached by convention; the second aim is
reached through experience.
Carnap adds that in the actual process of
science these two aims are almost always connected,
and that it is seldom possible to make a selection of
those properties that are most useful for the
constructional definition of an object, until a large
number of properties of the object are known.
Carnap illustrates the relation between the two
aims of science with an analogy: the construction of
an object is analogous to the indication of the
geographical coordinates for a place on the surface of
the earth. The place is uniquely determined through the coordinates, so
that any other questions about the nature of the place
have definite meaning.
The first aim of science locates experience, as
does the coordinate system; the second aim addresses
all other questions through experience, and is a
process that can never be completed.
Carnap says that there is no limit to science,
because there is no question that is unanswerable in
principle. Every
question consists of putting forth a statement whose
truth or falsity is to be ascertained.
However, each statement can in principle be
translated into a statement about the basic relation
and the elementary experiences, and such a statement
can in principle be verified by confrontation with the
given. Fifty
years later Quine also uses the coordinate system
analogy to express his thesis of ontological
relativity. But
instead of developing an absolute ontology consisting
ultimately of the immediately given in terms of
elementary experiences and a basic relation, Quine
relativizes ontology to one’s “web of beliefs”
including science, and ultimately by nonreductionist
connection to one’s own “home” or native
language. The Vienna Circle’s unity-of-science agenda is integral to
Carnap’s view of the aim of science.
He sees the task of unified science as the
formulation of the constructional system as a whole.
By placing the objects of science in one united
constructional system, the different “sciences”
are thereby recognized as branches of one science.
Carnap’s idea of rational reconstruction is
different from the views of some contemporary
information scientists, who propose that their
procedural reconstructions of historic scientific
discoveries with computerized artificial-intelligence
discovery systems are hypotheses in "cognitive
psychology", also known as “cognitive
science.” However,
such efforts can be recast into a linguistic analysis
that is more familiar to philosophers and also more
like Carnap’s procedural approach than a
psychological investigation.
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