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Turn next to the philosophy of Feyerabend,
which is more elaborate and more sophisticated than
Kuhn’s. Feyerabend
began with an agenda for modern microphysics: to
show how a realistic microphysics is possible.
Initially the conditions that he believed a
realist microphysics must satisfy were taken from
Popper's philosophy of science, and these conditions
are contained in Popper's idea of universalism.
However, there is an ambiguity in Popper's
universalism, and that ambiguity was not only
brought into Feyerabend's agenda while he had
accepted Popper's philosophy, it was also operative
in his philosophy after he rejected Popper's
philosophy, because he rejected universalism in both
senses. The
first meaning of "universal" refers to the
greater scope that a new theory should have relative
to its predecessors, and the second meaning refers
to the logical quantification of general statements.
Feyerabend thought that Bohr's insistence
upon the use of classical concepts for observational
description in quantum theory experiments makes
quantum theory inconsistent with both these meanings
of "universal". Thus his later acceptance of Bohr's interpretation of the
quantum theory led him to reject universalism in
both of Popper's senses, and consequently to advance
his radical historicist philosophy of science.
Quite apart from his acceptance of Bohr's use
of classical concepts, Feyerabend had adequate
reason to reject universalism in Popper's first
sense: if it is not actually logically reductionist,
as Feyerabend sometimes says, it does gratuitously
require an inclusiveness that demands that a new
theory explain the domain of the older one.
Recent developments in string theory and
M-theory notwithstanding, there are historic
exceptions that invalidate such a demand.
Feyerabend notes explicitly in his Against
Method for example that Galileo's theory of
motion is less universal than that of the preceding
theory, namely Aristotle's doctrine of the four
cause, which explained qualitative change as well as
mechanical motion.
And it might also be noted that quantum
theory is less universal than Newtonian mechanics,
which was believed to be applicable to microphysical
orders of magnitude.
But Feyerabend also believes that his Thesis
I with its dependence on universal logical
quantification cannot be applied to quantum theory
due to Bohr's semantical thesis of complementarity,
which is duality expressed with classical concepts,
and he therefore rejects universalism in the sense
of universal logical quantification.
In fact Quantum theory must be universal in
this second sense, because its experiments are
repeatable. Feyerabend’s
rejection involves a semantical error that is made
by many philosophers including the Logical
Positivists and the Copenhagen physicists.
That semantical error consists of implicitly
regarding the meanings of descriptive terms or
variables, or even larger units of language, as
unanalyzable wholes.
What is needed in order to see how universal
logical quantification is consistent with duality
without complementarity, is a semantical metatheory
of meaning description which enables an analysis of
the semantical composition of the meanings of the
descriptive terms.
Consider such an analysis, which may serve as
a modification of Feyerabend’s Thesis I:
Since Hempel’s and Quine's rejections of
the analytic-synthetic dichotomy, and
notwithstanding the fact that Quine rejected
analyticity altogether, the distinction may still be
retained as a pragmatic one instead of a semantic
one, such that any descriptive universally
quantified statement may be viewed as both analytic
and synthetic, or what Quine calls an “analytical
hypothesis”.
The theories found in physics and in many
other sciences use mathematical syntax, where
universal quantification is expressed implicitly
with numeric variables having no measurement values;
the variables await assignment of their measurement
values by execution of a measurement procedure or by
evaluation in an equation from other variables
having measurement values assigned.
Furthermore the universality in mathematical
language is claimed only for measurement instances;
it makes no ontological reference to entities.
The following analysis applies to
mathematically expressed language, but for the sake
of simplicity the analysis is here given in terms of
categorical statements, because statements have
explicit quantifiers.
Imagine a list of statements that are
universally quantified affirmations having the same
subject term and believed to be true.
The concepts associated with the descriptive
terms predicated of the common subject in the
several statements constituting the list exhibit a
composition or complexity in the meaning of the
subject term. The
meaning of the subject term may therefore be said to
have parts consisting of the predicate concepts, and
the meaning need not be viewed wholistically.
Consider in turn the relations that may
obtain among the concepts that are universally
predicated in the affirmations having the common
subject term. These
predicate terms may or may not be related to each
other by other universal statements.
If any of the predicate concepts are related
to one another by universally quantified negative
statements, then the subject term common to the
statements in the list is equivocal, and the
predicate concepts related to one another by
universal negations are parts of different meanings
of the equivocal subject term.
Otherwise the subject term common to the
statements in the list is univocal, whether or not
the predicate concepts may be related to one another
by universally quantified affirmations, and the
predicate concepts are different parts of the one
meaning of the univocal subject term.
Terms are either univocal or equivocal;
concepts are relatively clear or vague. All concepts are vague, but vagueness may be reduced in
discrete increments by adding information.
Adding universal statements to the list
reduces the vagueness in their common subject term
by clarifying the meaning of the shared subject term
with respect to the added predicate concepts.
Adding universal negations relating concepts
predicated of the common subject clarifies the
meaning of the subject term by showing equivocation.
Adding universal affirmations relating the
concepts predicated of the common subject, clarifies
the meaning of the subject term by revealing
additional structure in the meaning of the common
univocal subject term, and makes a deductive system.
Now turn to science.
In all scientific experiments, the relevant
descriptive language is dichotomously divided into a
set of universal statements that are presumed for
testing and another set of universal statements that
are proposed for testing.
The former is called test design statements
and the latter are called theory statements.
The distinction between them is pragmatic,
because it depends upon the functions of the
statements in testing.
A given descriptive term occurring in a
theory may be viewed as a subject term occurring in
a list of universal affirmations with the list
dichotomously divided into test design and theory
statements. The subject term is thus common to the test design statements
and to the theory statements.
The dual analytic-synthetic nature of the
statements makes the common subject term have part
of its semantics supplied by the descriptive terms
predicated of it by the test design statements,
which are presumed true for the test.
And this part of the term's semantics remains
unchanged through the test, so long as the
distinction between theory and test design
statements remains unchanged.
For each descriptive term common to the test
design and the theory, the part of the term's
semantics supplied by the test design statements
does not change; it supplies semantical continuity.
But the semantics of the descriptive term
changes; it is different before and after the test.
Before the execution of a test of the theory,
all interested scientists who agree to the test
design, must also agree that the universal
statements describing the test design are true
independently of the theory, such that if the test
outcome is an inconsistency between the test design
statements and the theory statements, then it is the
theory that is to be viewed as falsified.
This independence of test design statements
is required for contingency in the test, and it also
precludes the test design statements from either
implying or denying the theory to be tested or any
alternative that addresses the same problem.
Therefore for the cognizant scientific
profession the semantical parts defined by the test
design statements before test execution must be
vague with respect to the theory.
This amounts to saying that the theory does
not define any part of the semantics of its
constituent terms.
However it may happen that the originating
proposer and his supporting advocates of the theory
may have such high confidence in their theory that
for them the theory may also have come to supply
part of the semantics for its constituent terms even
before the test.
After the test is executed in accordance with
its test design, the test-design statements and the
theory statements are either consistent or
inconsistent with one another (after discounting for
measurement error not attributable to failure to
execute the test in accordance with the agreed test
design). Therefore they either characterize the same observed
instances or they do not.
If the test outcome is an inconsistency
between the test design statements and the proposed
theory, then the theory is falsified.
And since the theory is therefore no longer
believed to be true, it cannot contribute to the
semantics of its constituent descriptive terms even
for the proposer and advocates of the theory.
But if the test outcome is not a falsifying
inconsistency between theory and test design
statements, then for each common term the semantics
contributed by the two sets of statements are parts
of one meaning complex of the univocal descriptive
term, and they identify the same instances.
Furthermore, the additional characterization
supplied by the semantics of the theory statements
resolves the vagueness that the meaning of the
descriptive term had before the test for those who
did not share the confidence had by the theory's
proposer and its advocates. However, the original
proposer and the supporting advocates of the theory
have options if the test outcome was a
falsification.
They may choose to reverse the status of the
test design statements and theory statements, such
that the theory assumes the role of defining the
subject of the test, and the test design is rejected
as an adequate or appropriate description of the
phenomenon under investigation.
This prejudice or tenacity is a strategy that
need not be rejected as content decreasing, as
Popper would have, but may occasion what Feyerabend
calls counterinduction.
While the vagueness in the concept associated
with the common subject term is reduced by a
nonfalsifying test outcome, the vagueness in the
concepts predicated of the subject term by the two
sets of statements are not necessarily resolved in
relation to one another merely by the nonfalsifying
test outcome. Any
resolution of the vagueness in these predicate
concepts requires that additional universal
statements furthermore relate them to one another.
Such would be the case were the statements
formerly used as independent test design statements
augmented such that they could be incorporated into
a deductive system and derived from the nonfalsified
theory after the test.
The resulting deductive system would then
make test design statements logical consequences of
the theory, but with the theory tested and not
falsified, this loss of independence of the test
design statements is no longer important.
This amounts to deriving from the theory a
new set of laws applicable to the functioning of the
apparatus and physical procedures of an experiment
and described by the test design statements.
Such a revision of test design language is
possible in the case of relativity theory, but is
not possible in the case of quantum theory.
In cases where description of the apparatus
and physical procedures in terms of the laws derived
from the theory is possible after the nonfalsifying
test outcome, the original pretest description by
the independent test design must result in what
retrospectively may be called errors.
Furthermore for the test to have been valid,
these errors must be very small relative to the
physical effect that the apparatus is used to
produce or detect in the nonfalsifying test of the
theory. The
concepts associated with the descriptive terms in
the original test design statements were initially
viewed as vague relative to the terms in the theory,
but may later receive more precise meanings from the
definitive role of the nonfalsified theory after the
test design statements are made derivable from the
theory. This
vagueness means that before the test the concepts
associated with the vocabulary used in the test
design statements had assumed the semantical status
that Heisenberg called "everyday"
concepts.
Feyerabend's Thesis I requires that the test
design statements, which describe the macrophysical
experimental set up, must be incorporated into a
deductive system consisting of the microphysical
quantum theory in a manner analogous to the
incorporation of Kepler’s empirical laws into
Newton’s theory enabled by the approximate nature
of Kepler’s laws.
And since this derivative macrophysical
description has never been achieved for the quantum
theory, he later accepted Bohr's complementary
thesis, which is the description of the
microphysical phenomena with classical macrophysical
concepts. As
it happens, contrary to Bohr's instrumentalist
thesis but consistent with Heisenberg's semantical
views, the microphysical phenomena can be described
with the variables in the mathematical expressions
of the quantum theory and without classical
concepts. But
there is no quantum description of the functioning
of the macrophysical apparatus by means of laws
logically derived from the quantum theory.
Thus at the conclusion of the first section
of "Trivializing Knowledge" in Farewell
to Reason Feyerabend says that though Popper
rejects reductionism, the variety of entities Popper
admits to be real can be admitted as parts of the
same world only if the theories that constitute them
can be united in a way precluded by the
incommensurability that Feyerabend finds in the
relative knowledge in Bohr's complementarity thesis
of quantum theory.
He then concludes that science is not a
theoretical tradition expressed as deductive
systems, as he says Popper assumes, but rather is a
historical tradition.
But contrary to Feyerabend, relativism is not
the exclusive alternative to deductivism. The choice between classical and quantum macrophysical
descriptions is a false dichotomy; there is a third
alternative. The
universal test design statements, such as those
describing the experimental set up, need not say
anything about the fundamental constitution of
matter; that is what the microphysical theory
describes. The
semantics supplied by these test design statements
may remain vague about this subject for an
indefinite time after the nonfalsifying test
outcome, just as they had to before the test was
performed and while its outcome was not yet known.
After the test the semantics supplied by the
tested and nonfalsified quantum theory provides
further resolution of the concepts associated with
these terms common to both test design and theory
statements. But
the semantics supplied by the macrophysical
descriptive terms in the test design statements may
retain their vagueness indefinitely until a
reductionist macrophysical quantum theory may be
developed, if it ever is developed, since the
concepts associated with these terms are not
unanalyzable wholes, but rather are complexes of
semantic values.
If Feyerabend's Thesis I were modified such
that after the nonfalsifying test outcome the theory
as a set of universal analytic-synthetic statements
defines only part of the semantics of its
constituent descriptive terms, then such a modified
Thesis I becomes applicable to quantum theory.
The application of the modified semantical
principle implies that the test-design-defined part
of the meaning complex associated with the theory's
descriptive term is not properly called
"classical", because it makes no
microphysical claims.
Before the test it is vague with respect to
any microphysical theory, and Heisenberg's term
"everyday" is appropriate to describe the
vague concepts associated with these terms.
But after the nonfalsifying test outcome is
known, the whole meaning complex constituting each
concept is more properly called a
"quantum" concept, because the quantum
theory then resolves vagueness by the addition of
the quantum theory-defined meaning parts to the
whole meaning complex.
And it is for this reason Heisenberg was able
to use quantum concepts when he described the observed free electron in the Wilson cloud chamber, and those
quantum concepts were resolved by the context
supplied by his matrix mechanics.
He thus reconceptualized his observation
language, and practiced what Feyerabend called
counterinduction.
In summary, semantical analysis reveals that
duality need not be expressed in classical terms
required by Bohr's complementarity principle,
because the semantics of the descriptive terms used
for observation are not simple, wholistic, or
unanalyzable, and because prior to testing the
semantics of these terms cannot imply an alternative
description to that set forth by the quantum theory,
in order for testing to have the contingency that
gives it its function as an empirical decision
procedure in the practice of scientific criticism.
Therefore Feyerabend was closer to the mark
with the first of his two approaches to realism in
microphysics set forth in his "Complementarity"
(1958), and he might have retained universalism in
quantum theory had he ignored the reductionist
program of Ludwig, developed a metatheory of
semantical description, and appropriately modified
Thesis I. With
appropriate modification as described above, the
application of Feyerabend's Thesis I
to the quantum theory need not imply
historical relativism, the rejection of the validity
of universal quantification.
The quantum theory with its quantum
postulate, its duality thesis, and its indeterminacy
relations has no need for Newtonian semantics,
either before, during, or after any empirical test.
It is a universal theory with a univocal
descriptive vocabulary, and it is not semantically
unique in empirical science due to any internal
incommensurability resulting from any need to
express duality with complementarity.
Had Feyerabend considered Heisenberg's
realistic philosophy of the quantum theory, he would
probably not have been driven to advocate his
incommensurability and historical relativist theses,
in order to implement his realistic agenda for
microphysics. Then
instead of speaking of the Galileo-Einstein
tradition, he could have referenced the
Galileo-Einstein-Heisenberg tradition including
Heisenberg's pluralistic thesis.
Consider further Feyerabend's
incommensurability thesis, which is central to his
historical relativism.
Rejecting the naturalistic theory of the
semantics of language including the language of
observational description enables dispensing
altogether with classical concepts in quantum
theory, and thereby with incommensurability within
the quantum theory. But Feyerabend sees incommensurability in Bohr's
complementarity thesis only as a special case, a
case that is intrinsic to a single theory due to the
use of classical concepts.
Most often Feyerabend treats
incommensurability as a relation between
successively different theories, and he maintained
the existence of incommensurability even before he
adopted Bohr's interpretation of quantum theory. In his earlier statements of the thesis he says that two
theories are incommensurable, if they can have no
common meaning, because there exists no general
concept having an extension including instances
described by both theories.
The two theories therefore cannot describe
the same subject matter, and therefore are
incommensurable.
In Against
Method he also referenced Wharf’s thesis of
linguistic relativity to explain incommensurability
in terms of covert resistances in the grammar of
language. There he maintains that these covert resistances in the
grammar of an accepted theory not only lead
scientists to oppose the truth of a new theory, but
also lead the scientists to oppose the presumption
that the new theory is an alternative to the older
one. He
considers both the quantum theory and the relativity
theory to be incommensurable in relation to their
predecessor, Newtonian mechanics.
However, he offers no evidence for his
implausible historical thesis that the advocates of
Newtonian physics had failed to recognize that
either quantum theory or relativity theory is an
alternative to Newtonian physics at the time of the
initial proposal of these new theories or at any
other time.
Feyerabend furthermore maintains that since
incommensurability is due to covert classifications
and involves major conceptual changes, it is hardly
ever possible to give an explicit definition of it.
He says that the phenomenon must be shown,
and that one must be led up to it by being
confronted with a variety of instances, so that one
can judge for oneself. Feyerabend's concept of incommensurability thus suffers from
the same kind of difficulty as Kuhn's concept of
paradigm. Readers
of Feyerabend must rely on his identification of
which transitional episodes in the history of
science are to be taken as involving
incommensurability and which ones do not, just as
Kuhn's readers must rely on the latter's
identification of which transitional episodes are
transitions to a new and incommensurable paradigm,
and which ones are merely further articulations of
the same paradigm. Although the two philosophers do not hold exactly the same
views on the nature of incommensurability, and while
they disagree about Kuhn's thesis of normal science,
they both refrain from developing a metatheory of
semantical description that would enable their
readers to individuate theories and thereby to
characterize semantical continuity and discontinuity
through scientific change.
Feyerabend's recourse to the Wittgensteinian-like
view that incommensurability cannot be defined but
can only be shown, may reasonably be regarded as an
obscurantist evasion in the absence of such a semantical
metatheory.
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