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BOOK VII - Page 7
 
  RUSSELL HANSON, DAVID BOHM AND OTHERS ON
THE SEMANTICS OF DISCOVERY
 
 

 

          Hanson further follows Wittgenstein when he maintains that the meaning of a sentence is its use, and that there are multiple uses for a sentence.  Thus he states that the laws and theories of physics have many uses, and not just one, as most philosophers have maintained.  The contingently empirical status of a statement is one of the uses of the theory in science.  Another is to make the phenomena cohere in an intelligible way, such that empirical disconfirmation does not result in the negation of the concept described by the theory, but rather results in no coherent concept at all.  The dynamical laws of classical physics, for example, are a system of propositions that are empirically true, and the fundamental propositions on which the system rests are empirically true.  But these fundamental propositions are also treated as axioms, such that the system delimits and defines its subject matter.  Then nothing describable within the system could refute its law statements; disconfirmatory evidence counts against the system as a whole, and only shows that the system does not hold, where formerly it was thought to hold.  Hanson calls this use of laws and theories functionally a priori.  These ideas are reminiscent of Heisenberg's comments in "Questions of Principle in Modern Physics", in which he says that it is not the validity but only the applicability of classical laws, which is restricted by modern relativity and quantum physics.  Hanson does not reference Heisenberg, but his thesis of the functionally a priori use of laws and theories is in this respect similar to Heisenberg's doctrine of a closed-off theories, with the noteworthy exception that Hanson does not reserve certain axiomatic systems such as classical mechanics for observation in physics, as does Heisenberg in his explicit philosophy of physics.  Heisenberg's philosophy of observation in his doctrine of closed-off theories does not admit the variability in perception that Hanson's philosophy asserts.  Instead in his explicit philosophy Heisenberg followed Bohr's thesis that there are forms of perception that are found only in colloquial language and in its refinements in classical physics.
          Hanson's semantical investigations sometimes took a turn away from the wholistic approach of Gestalt psychology.  In the chapter on classical particle physics in Patterns of Discovery he considers the idea that the meanings of some names have their properties built into them, such that falsification of statements predicating those properties of the named substances is effectively impossible.  And in "Newton's First Law: A Philosopher's Door into Natural Philoso­phy" in Beyond the Edge of Certainty (1965), he states that rectilinearity, motion ad infinitum, and free force, are conceptions within classical mechanics that are interdependent, in such a way that it is possible to treat the idea of uniform, rectilinear motion ad infinitum as itself built into the notion of free force, as part of the latter's semantical content.  The terms in Newton's first law are semantically linked: the meaning of some of its component terms unpacks sometimes from one or two of the others, but then sometimes the meaning of these unpacks from that of the first.  Which are the contained and which are the semantical containers can affect the logical exposition of any mechanical theory built thereon.  These are semantical decisions which guarantee that in different formalizations of Newton's theory different meaning relations will hold between the law's constituent terms.  The term “unpack” in connection with semantical analysis is a phrase used by the early Pragmatist philosopher William James, although Hanson does not reference James.  It is unclear whether or not Hanson ever thought of this type of semantical analysis as an alternative to his frequent recourse to Gestalt psychology.  Nevertheless it is an alternative approach in semantical analysis, because it is not wholistic.  On the gestalt thesis it is not possible to unpack a gestalt into its component parts, because the gestalt is more than a mechanical organization of its parts.  In his discussions of quantum theory Hanson never exploited this mechanistic or logical analysis of meanings into component parts.

Hanson's Philosophy of Science 

Aim of Science and Discovery   

          Hanson's ideas about the aim of science pertain to what he calls research science, as opposed to what he calls almanac science, and are integral to ideas of scientific discovery.  In his "Introduction" in Patterns of Discovery he states that in a growing research discipline, inquiry is directed not to rearranging old facts and explanations into more elegant formal patterns, but rather to the discovery of new patterns of explanation.  The idea that observation is theory-laden is strategic to this purpose.  In the chapter titled "Observation" in Patterns of Discovery he states that the scientist aims to get his observations to cohere against a background of established knowledge.  This kind of seeing is the goal of observation.  And similarly in the last chapter titled "Elementary Particle Physics", the area of contemporary physics that he says is presently a research science, he states that intelligibility is the goal of physics, the conceptual struggle to fit each new observation of phenomena into a pattern of explanation.  Often the pattern precedes recognition of the phenomena, as Dirac's theory of 1928 preceded discovery of the positron, the antiproton, and the antineutron.  But then Dirac's pattern was itself the outcome of an effort to find a suitable explanation for prior phenomena, namely a unified, relativistically invariant theory of electron spin, which would give the correct fine structure formula, explain the Zeeman effect of the doublet atoms, describe the Compton scattering, and supply a model of the hydrogen atom.

Explanation

            Hanson offers an evolutionary perspective on scientific explanation.  In the third chapter of Concept of the Positron he states that the concept of scientific explanation has experienced a historical evolution that follows upon the historical development of physics.  Leibniz denied that Newton's theory offers explanation, even though he admitted that it offers acceptable predictions.  Today the concept of explanation advanced by the Positivists, such as Hempel, is based on the concepts of Newton's physics including notably the deterministic thesis that explanation implies deterministic prediction.  The concept of explanation implied in the nondeterministic quantum theory is not yet accepted.  Hanson states that if just after Leverrier had predicted the existence of the planet Neptune in 1847, a time when Newtonian physics had reached its apex, some physicist who had proposed a new theory that explained all that Newton's theory explained and furthermore explained several minor flaws in Newton's theory, the new and better theory would have been viewed as merely a predictive device, not an explanation. But if Newton's theory then began to show major weaknesses, while the new theory succeeded where Newton's had failed, still these accomplishments would decide nothing.  The scientists would begin to show increasing reliance on the new theory, yet it would not be accepted as an explanation.  All the same, younger physicists would develop the new theory further.  Finally if Newton's physics had begun to fall apart while the new theory opened up new branches of science, focused on problems never before perceived, fused disciplines previously thought to be distinct, and sharpened experimental techniques to an unprecedented degree, then the very pattern of thinking in an inquiry properly called scientific would reflect the new physics with its new concept of scientific explanation; to be able to cope with a scientific problem at all, would be to have become able to build it into the conceptual framework of the new physics.           Hanson distinguishes three stages in this process of the evolution of a new concept of explanation; they are the black box, the gray-box, and the glass box.  In the first stage, the stage of the black box, there is an algorithmic novelty, a new formalism, which is able to account for all the phenomena that an existing formalism can account for.  Scientists use this technique, but they then attempt to translate its results into the more familiar terms of the orthodoxy, in order to provide understanding.  In the second stage, the stage of the gray box, the new formalism makes superior predictions in comparison to the older alternative, but it is still viewed as offering no understanding.  Nonetheless it is suspected as having some structure that is in common with the reality it predicts.  In the third stage, the stage of the glass box, the success of the new theory will have so permeated the operation and techniques of the body of the science that its structure will also appear as the proper pattern of scientific inquiry.   Hanson says that quantum theory is in the second stage, because scientists have not yet ceased to distinguish between the theory's structure and that of the phenomena themselves.  This evolution is the gradual adoption of the practice of scientific realism, in which (to mix metaphors) the glass becomes the spectacles through which reality is seen.  Explanatory langauge is customarily thought to be explanatory, because it describes the real causes of the phenomena explained. Therefore, the concept of causality also undergoes the kind of evolution that occurs with the concept of explanation.  In the chapter titled "Causality" in Patterns of Discovery Hanson says that cause words are theory-laden; they are the details in an intricate pattern of concepts.  Causes are connected with effects, but only because theories connect them, not because the universe is held together with a cosmic glue.  Questions about the nature of causation are to a large degree questions about how certain descriptive terms in definite contexts coupled together complement and interlock in a pattern of other terms.  The elements of explanation, causation, and theorizing become worked into a comprehensive language pattern.

Criticism

          Hanson's discussion of scientific criticism is principally concerned with the topic of crucial experiments.  He takes up the topic in a chapter in Concept of the Positron in which he discusses the different concepts of light in the history of physics, and he discusses it again later in a special chapter in Perception and Discovery.  Hanson's rejection of the idea of crucial experiments has its basis in his thesis that observation is theory-laden.  A commonly referenced example of a crucial experiment is Foucault's 1850 crucial test between the wave and particle concepts of light.  In that experiment Foucault demonstrated that light travels more rapidly in air than in water.  According to the doctrine of the crucial experiment the corpuscular hypothesis should have been banished forever.  But this has not happened.  The photoelectric effect and the Compton effect can only be explained on a corpuscular theory of the nature of light.  The experiments are not crucial, because the observations are important only against the assumptions, theories, and hypotheses that are in the balance before the experiment is performed.  One of the assumptions is that light cannot be both wave and particle.  The crucial test is a test of the alternative hypotheses together with all of their assumptions, just as in ordinary scientific observation there is a pure registration or sensation plus all of the assumptions necessary to give those sensations meaning.  If we were forced to revise our assumptions, then the crucial experiment must be re-interpreted, so that it need not decide against one of the hypotheses.  Some of the most profound revolutions in modern science have consisted not in the criticisms of old hypotheses, but in the criticism of the assumptions underlying the hypotheses.  Crucial experiments are crucial against some hypothesis only in relation to a stable set of assumptions that we do not wish to abandon.    But no set of assumptions is permanently valid.  Hanson says that crucial experiments are out of the same bag as pure observations and uninterpreted facts; they are philosophers' myths.
          Wittgenstein said language has many uses.  Hanson's discussions of crucial experiments pertain only to theories that may intelligently be disconfirmed.  Although in principle all statements of science are testable and can be falsified, in practice theories often have another use or function.  Following Wittgenstein's thesis that language may have many uses, Hanson maintains that theories functioning as pattern statements supplying a conceptual gestalt will not yield an intelligible statement negating the theory, if the theory is viewed as disconfirmed.  This is because the theory gives the phenomena their intelligibility; and this explains why scientist will not reject a theory even while they recognize the existence of anomalies that are not intelligible in the theory.  What scientists do in practice is to attempt to save the theory with small modifications or wait until a new and more adequate theory is proposed that explains all that the old theory explains as well as the anomalies to the old theory.  Anomalies do not make scientists give up intelligibility.  It is for this reason that physicists have not given up the Copenhagen interpretation in spite of the anomalies confronting Dirac's theory.  Thus Hanson, opposing Bohm in the "Postscript" chapter in Quanta and Reality, states that dropping orthodox quantum theory right now would be to stop doing microphysics altogether.  Then Hanson immediately adds that should the heretics (Bohm et al.) succeed in accounting for everything that orthodox theory now describes, and do so without the divergence difficulties and the renormalization nuisance even without the uncertainty relations and the irreducibly statistical laws, should they do all this, then physicists of the world will be at their feet, and science will have ascended to a new plane of power and fertility.

Hesse on Models and Analogy

          Quanta and Reality (1962) is a collection of discourses initially broadcast as a radio series by the BBC in 1961.  It includes a dialogue involving Bohm, a "Postscript" commentary by Hanson, and a commentary titled "Models and Matter" by the Cambridge University philosopher of science, Mary B. Hesse.  Hanson's comments are generally critical of Bohm; Hesse’s are more sympathetic.  This alignment among the participants is not limited to the specifics about the contemporary quantum theory; it divides along issues about the semantics of scientific theories in general and also about the role of semantics in scientific discovery.  All participants have much to say about the semantics involved in scientific discovery.
          On Hanson's view the semantics of a theory is determined completely by the mathematical formalism and the measurements that the equations of the formalism relate.  The relations expressed by the theory including its grammatical/mathematical form determine the conceptual gestalt, which constitutes the semantics of the theory.  And in the case of quantum theory the Copenhagen semantical interpretation with its wave-particle duality thesis is integral to the mathematical formalism of the quantum theory.  Furthermore the semantics of the quantum theory so understood is strategic to the further development of microphysics, as evidenced by the fact that Dirac said he relied on it for his development of his field quantum theory.  Hanson does not deny that there may also be other language about the microphysical domain explained by the equations of the quantum theory, language that does not contradict the quantum theory.  But he views such supplementary language as mere philosophy, and not as part of the theory itself.  He places Bohr's naive epistemology in this category of supplementary philosophical language.
          Opponents to the Copenhagen interpretation agree with Hanson that semantics has a strategic role in scientific discovery.  But they do not agree that the Copenhagen interpretation is integral to the formalism of the theory.  They are motivated to disagree not only because some of them propose alternatives to the wave-particle duality thesis, but also because in general they maintain that there is more that determines the semantics of theories than just the formalism and measurement concepts.  The source of this additional semantics that they say is found in many if not all theories, is the nonliteral figurative and often imaginative language, which they find historically characteristic of theories in physics.  This figurative language involves analogies and metaphors, and the distinctively additional semantics is often called a model.  This is one of several common meanings for the term model, and in the present context the term functions to articulate the different views on the issue at hand.  Unlike Hanson, Hesse views the ideas of waves and particles as theoretical models for quantum theory, and her view proceeds from a sophisticated examination of these questions.
          Hesse's views about the semantics of theories are influenced by her former mentor at Cambridge, R. B. Braithwaite, a Logical Positivist philosopher of science.  Their views are similar but not the same.  Both Hesse and Braithwaite are Positivists, and thus distinguish observation and theoretical terms, although Hesse’s views evolved beyond Positivism later in her career.   The distinction between observation and theoretical terms produces for Positivists the peculiar problem as to how theoretical terms contained in a semantically uninterpreted formal calculus can be meaningful instead of meaningless or metaphysical.  In his Scientific Explanation (1953) Braithwaite distinguishes two sources of semantical interpretation for an uninterpreted formal calculus containing theoretical terms: Firstly the formal calculus may receive its semantical interpretation that makes it a meaningful scientific theory containing theoretical terms, when the logically posterior statements of implied consequences, the observation sentences, determine the meaning of the theoretical terms in the calculus of the logically prior premises.  Theoretical terms are thus said to receive indirect meaning, since their meanings are determined by their contexts in relation to one another and to the sentences expressing the observable directly testable outcomes, which the experimentalist can logically derive from them.  In other words the meanings of the theoretical terms are indirect, because they receive all their semantics contextually and not ostensively, as do observation terms.  Braithwaite labeled this view contextualism. Yet Braithwaite also maintains that a good theory is capable of growth, such that it must be an alternative way of describing the empirical statements upon which it is based.  Therefore he admits that the meanings of the theoretical terms need not be limited to being contextually defined explicitly, because the indirect contextual interpretation does not satisfy this growth criterion for theories.
          Then Braithwaite states secondly that a theory may furthermore be given an interpretation by another source called a model.  A model is additional language that contributes meaning to the terms, both those occurring in the premises and those in the conclusions, both to the theoretical terms and the observation terms.  Most notably, unlike the contextual definition the model is not a literal interpretation for the domain explained by the theory.  Thus Braithwaite says that theories and models have different epistemological structures, even when they have the same calculus.  It might also be said that the introduction of the model makes the theoretical terms equivocal with one meaning the literal one defined in context and another the nonliteral one defined by the model language.  For example according to Braithwaite the solar system may serve as a model for the hydrogen atom, even though it is understood that the atom is not literally to be taken as a solar system.  Braithwaite says that thinking of theories by means of models is always "as-if" thinking, e.g. thinking of the atom as if it were a solar system.  But he makes an exception for quantum theory: he says that for the physicist, Schrödinger's wave function is exhaustively interpreted in terms of its use in the calculus of the quantum theory, and he states in a footnote that no one supposes that the wave function denotes a wave in any ordinary sense of wave. In Braithwaite's view modern quantum theory does not have any model.

 

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