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The principal figure among the four social
theorists considered is Weber, whose social theory
and verstehen
philosophy of scientific criticism is represented in
Parsons' work as part of an immanent development
culminating in Parsons' own voluntaristic theory of
action. In
the present context what Weber said is of less
importance than what Parsons understood and rendered
Weber as having said, since it was Parsons who was
the principal influence on American sociologists.
In summary Weber starts with the concept of
action, which he defines as any human attitude or
activity, to which the actor or actors associate a
subjective meaning.
"Social action" in turn is action,
which according to its subjective meaning to the
actors involves the attitudes and actions of others,
and is oriented to them in its course.
Finally, sociology is the science which
attempts the interpretative understanding, i.e. verstehen, of social action, in order to arrive at a causal
explanation of its course and effects.
The verstehen
explanation is in terms of a motivation, which he
defines as a meaning complex which to the actor or
to the observer appears to be an adequate ground for
his attitudes or acts.
A correct causal interpretation of action is
one in which both the outward course and the motive
are correctly grasped, and in which their relation
to each other is "understandable" to the
sociologist in the sense of verstehen.
The object of verstehen
in Weber's methodology is to uncover the motivations
that cause action.
This philosophy of science is Romantic in two
respects: Firstly it requires that the language of
explanation contain vocabulary that references an
ontology consisting of subjective experiences of the
social actors, and it defines the term
"theory" in social science specifically as
language describing this ontology. Secondly it requires the verstehen
or introspectively based "understanding"
of the motives described by statements referencing
this ontology, as a criterion for scientific
criticism, and defines "causal
explanation" in terms of this verstehen
imputation of subjective motives for observed
behavior. The
requirement of verstehen
may be called a strong version of the Romantic
philosophy of social science, since some Romantic
social scientists accept a weaker version, in which
social science explanation has the subjective
ontology but is not required to satisfy the verstehen
criterion, because the verstehen
explanations based on the social scientist's empathy
have been known to differ widely from one social
scientist to another.
Some Romantic social scientists who accept
the weaker thesis do not believe that the social
scientist should have to be able to find an
explanation convincing by reference to his personal
or imaginatively vicarious experience.
Historically the philosophy of science that
evolved in reaction to the Romantic philosophy is
Positivism. The
Positivist (or Behaviorist) philosophy of science
requires the exclusion of the subjective experience
required by Romantic philosophy, and either
redefines the meaning of "theory" to
exclude any mentalist ontology or more typically
just forbids all "theory.”
Finally the contemporary Pragmatist
philosophy of science, which has evolved as a
criticism of Positivism after the Second World War,
rejects the thesis common to both the Romanticist
and the Positivist philosophies, that ontological
considerations either must or may not function as
criteria for scientific criticism, and it defines
"theory" by reference to its function in
empirical testing rather than to any ontology.
Now consider the Parsonian neo-Weberian
Romantic philosophy of science in greater detail.
Weber's philosophy of social science is a
variation on the distinction between natural science
and social science, that originated with the Kantian
philosophical separation of the phenomenal and
noumenal domains, and that gave rise to the Hegelian
historicist view of explanation.
Unlike the German Historicists, however,
Weber does not reject the use of universal laws in
social science.
He notes that in practical daily social life
people use generalizations to make reasonably
reliable predictions of the reactions of other
persons to a given situation, and that they succeed
by imputing motives to men, by
"interpreting" men's actions and words as
expressions of motives.
He maintains that social scientists similarly
use their access to this subjective aspect of human
action, and that this access carries an immediate
evidence or certainty.
The natural and social sciences, therefore,
differ in that the former rely on observation of
external regularities or begreifen,
while the latter have the benefit of the internal or
subjective knowledge of subjective motives or verstehen,
which are not present in the sense data of events
considered in natural science.
Weber postulated different aims for the
natural and social sciences.
On Weber's view the aim of natural science is
the formulation of universally applicable general
laws, while the aim of social science is description
of the individual uniqueness of an actual or
possible historical individual.
Weber thus views social science as a
historical science, while also admitting its use of
general laws. Parsons
rejects this correlation of natural and social
science to the analytical and the historical
respectively; he maintains that both natural and
social science are analytical.
Also in Weber's view there is a selectivity
that every scientist brings to his subject, and he
says that this selectivity is determined by the
interest of the scientist; the basis for selectivity
is the relevance of the subject matter to the values
of the scientist. Furthermore,
it may be noted that Weber maintains that this value
relevance is not the same as value judgments, and
that scientific criticism is objective.
While recognizing Weber's thesis of value
relevance, Parsons says that Weber did not lay
sufficient emphasis on the fact that what is
experienced is determined by a conceptual scheme,
and that conceptual schemes are inherent in the
structure of language.
It might be said that Parsons thus
anticipated in important respects the contemporary
Pragmatist theory of observation two decades before
the Pragmatist philosophers took it over from the
physicists. Parsons
says that the principle of value relevance applies
to both natural and social sciences making them both
analytical instead of historical sciences, and that
the difference between the two types is therefore
only in their subject matter and not in their logic.
While Parsons may have anticipated the
contemporary Pragmatists' philosophy of observation,
he had nothing like their metatheory of evidence.
He notes that for Weber verstehen
is not just a matter of immediate intuition; Weber
subordinates the immediate evidence from verstehen
to other considerations: verstehen must be
"checked" by reference to a logically
consistent system of concepts, which Parsons says is
equivalent to the situation in the natural sciences,
where immediate sense perception of natural events
must be incorporated in a system of theoretical
knowledge, because what is experienced is always
determined by the general conceptual schemes that
are already developed.
Parsons says that subordination of verstehen
to a conceptual scheme precludes uncontrolled
allegations, and he affirms that Weber had a very
deep and strong ethical feeling on this point.
Parson’s neo-Weberian Romanticism has had a
retarding influence in sociology.
The editorial practices prevailing today in
the academic sociological journals is that each
Romantic sociologist functioning as a referee uses
this subjective criterion of
"meaningfulness" to advance his own
conceptual schemes and to suppress publication of
alternative schemes proposed by other sociologists.
The result has been a caricature of
scientific criticism that employs a fantasizing
wizardry exhibiting such disregard for empirical
evidence, that it could have startled even Baum's
grand illusionist, the Wizard of Oz. Today the iconoclastic Pragmatist philosopher of
science draws back the curtain of self-delusion and
exposes the Romanticists' "mechanisms.”
Weber also takes up the question of how to
establish the existence of a validly imputed causal
relationship between certain features in the
historical individual case and the empirical facts
that existed before the historical event.
His procedure involves the practice of
historical revisionism by means of thought
experiments, in which historical events are viewed
as cases to which general laws may be applied.
Weber calls these cases "ideal types.”
He sets forth as a principal criterion for
the correct formulation of an ideal type that the
combination of features used in it should be such
that taken together they are meaningful, that they
"make sense.”
Parsons explains this to mean that they must
adequately describe a potentially concrete entity,
an objectively possible case, in terms of the action
frame of reference. Two types of laws are involved in this process, both of which
may occur in either the natural or social sciences;
they are empirical generalizations and analytical
laws. The
problem of adequate causal explanation in social
science is one of adequate causal imputation to make
analytical laws and also involves the relation of
empirical generalizations to analytical laws.
In social science the elements related by the
general laws may be ideal-type units, such as
bureaucracy, or they may be more general theoretical
categories, such as the rationality of action.
The statements of general law which relate
these elements may be either empirical
generalizations or analytical laws.
The former laws are judgments of the probable
behavior under certain given circumstances of the
type element. The
latter are statements of general modes of
interaction among the elements and are known by verstehen. Interestingly
Parsons says that it is perfectly possible for
adequate judgments of causal imputation to be
arrived at in terms of type units and empirical
generalizations alone, i.e. without verstehen.
But as historical cases become more complex,
adequacy of explanation may require resort to more
explicit formulations of the cases as ideal types
containing ideal-type units related by verstehen. But if this approach in turn is not adequate, it may become
necessary to resort to more generalized theoretical
categories and laws.
The less general statements are not dispensed
with in this progression from empirical
generalizations to analytical laws to more general
analytical theory, but the analytical laws serve as
an important check on the formulations of the
empirical generalizations.
Parsons says that the degree to which it is
necessary to push forward from empirical
generalizations to analytical laws in order to
attain adequate explanation, is relative to the
given empirical problem at hand.
He says that this process may involve
probabilistic judgments, when it is necessary to
make a very complex judgment of causal imputation,
as in the relation of the Protestant ethic to modern
capitalism. The
historical individual, such as capitalism, must be
analyzed into a large number of type-units, each of
which is subjected to judgments of probability as to
its line of development under the relevant
circumstances.
In this probabilistic sense Weber speaks of
adequacy, when the great majority of the causally
relevant type units, such as the Protestant ethic,
that might have influenced a given historical
individual are favorable to the particular thesis
about its development.
Parsons advances his own methodological
thesis including an architectonic scheme for the
sciences based on his own ontological thesis.
Throughout the book he opposes the
"reification" of any particular analytical
theory, and particularly the reification by
Positivists of either classical physics or classical
economics. He considers reification to be fallacious and objectionable
because it is a "monistic" realism, which
requires that all realistic scientific theories be
reduced to one if they are not to be regarded as
fictional. Parsons
proposes his own ontological thesis, which he calls
"analytical realism", according to which
the general concepts of science are not fictional
but adequately grasp aspects of the objective
external world.
Some earlier philosophers had called this
type of realism "perspectivism.”
This is the realism he affirms for those
concepts in analytical laws that are ideal-type
units, concepts that he calls analytical elements
and that Weber had regarded as fictional.
Parsons consequently rejects any reductionist
view of the relation between natural and social
sciences and explicitly affirms an organicist thesis
of emergent properties.
This emergentism is the consequence of value
relevance, and it is the basis for the
frame-of-reference thesis and for Parsons'
architectonic for the sciences.
Parsons identifies three reference frames
that he calls the three great classes of theoretical
systems: the systems of nature, the systems of
action, and the systems of culture.
Parsons says the first two pertain to
processes in time and are therefore empirical, while
the systems of culture pertain to eternal objects
such as art forms and ideas.
Examples of sciences of culture are logic,
mathematics, and systems of jurisprudence, and
Parsons chooses not to consider this type in his
book. The
empirical analytical sciences are divided into
natural sciences and sciences of action.
The latter are distinguished negatively by
the irrelevance of the spatial frame of reference,
and positively by the indispensability of the
subjective aspect, i.e. verstehen, which is irrelevant to the natural sciences.
The action frame of reference is fundamental
to social sciences.
It consists in the irreducible framework of
relations among analytical elements consisting of
ideal-type units and is implied in the conception of
these units. Common
to all theoretical systems or sciences sharing the
action frame of reference are structural elements
consisting of ends, means, conditions, and norms.
In the relations there is a normative
orientation of action and a subjective point of
view. These considerations are as basic to the action frame as the
space-time aspect is for the framework used for
physics. The
sciences of action include the social sciences,
which Parsons subdivides into economics, politics
and sociology, according to three defining emergent
properties. The defining emergent property for economics is economic
rationality, that for politics is "coercive
rationality", and that for sociology is
"common-value integration" which Parsons
finds in the works of the four authors examined in
his Structure of Social Action. Thus
he defines sociology as the science that attempts to
develop an analytical theory of action systems, in
so far as these systems can be understood in terms
of the property of common-value integration.
These defining properties are emergent,
because an attempt to analyze the system further
results in the disappearance of these properties.
Neither economic rationality nor common-value
integration is a property of unit acts in an action
system apart from their organic relations to other
acts in the same action system, and the action
system furthermore must be adequately complex so
these properties can be observed.
Consider further Parsons' ontology: Parsons
says that value relevance applies equally to both
social and natural science, and he rejects any
implication of complete relativism by the thesis of
value relevance.
Following Weber he limits relativism to
specific modes of its application within the action
frame of reference and he excludes it from applying
to the action frame itself. The reader will note that this exclusion is a completely ad
hoc limitation.
Furthermore Parsons maintains that all
different conceptual schemes proceeding from
different values or interests must be translatable
into one another or into some wider scheme, so that
the whole position is not overthrown by skepticism.
This too is ad
hoc; the history of science does not reveal such
reductionism, and it is not implied by Parsons'
analytical realism.
Parsons is unprepared to accept the
contemporary Pragmatist ontological relativity and
theoretical pluralism, because he thinks such a view
implies skepticism.
He says that the development of scientific
knowledge is to be regarded as a process of
asymptotic approach to a limit, which can never
actually be achieved.
In 1951 Parsons published his principal
contribution to theoretical sociology, the Social System. This
work is his implementation at a rather abstract
level of the verstehen procedure of causal explanation, the vicarious imputation
of motivations for social action.
In the Social
System he calls this implementation of verstehen
"motivational analysis" and "dynamic
analysis.” Motivated
behavior is action that is oriented to the
attainment of gratifications or to the avoidance of
depredations according to the actor's expectations
as defined by the value system in the social
culture. Parsons
thus sets forth his "fundamental dynamic
theorem of sociology": the stability of any
social system depends on the integration of a common
value pattern into the motivating need dispositions
of the personalities of the members of the social
system. This
integration is achieved by institutionalization. An institution is a cluster of interdependent role patterns,
which are integrated into the personalities of the
social members by motivational processes or
"mechanisms" called socialization.
And tendencies to deviance from these role
patterns are counteracted by mechanisms called
social control.
These integrating mechanisms of socialization
and social control produce tendencies to social
equilibrium. The
motivational processes operate to create and
maintain social structures such as roles and
institutions, and these structures in turn operate
to satisfy the functional prerequisites of the
social system.
Parsons identifies four basic institutional
role clusters, which have associated collectivities
of social members, and which have their basis in
four corresponding functional prerequisites for a
social system.
They are: (1) the family, which functions to
control sex relations and to perform the
socialization of new members, (2) the economy, which
functions to organize the instrumental achievement
roles and the stratification of the society, (3)
politics, which functions to organize the roles
pertaining to power, force, and territoriality, and
finally (4) religion, which functions to integrate
value orientations with cognitive orientations and
personality. Parsons
refers to his sociological theory as
structural-functional. The motivational dynamics
induces voluntary conformity to prevailing role
patterns and thereby produces a tendency to social
equilibrium. Changes
produced by this tendency are changes within the
existing structures of the social system.
But there are also changes of the structures
of the social system, which is referred to by the
phrase "social change.”
Parsons says that a general theory of the
processes of change of social systems is not
possible at present, because such a theory would
require a complete knowledge of the laws of the
motivational processes of the system.
He therefore says that the theory of change
of the structure of social systems must be a theory
of particular subprocesses of change within such
systems, and not of the overall processes of change
of the system as a system.
And in this context he affirms that it is
possible to have knowledge in the form of empirical
generalizations that certain changes do in fact
occur under certain conditions.
But he still maintains that an action theory
of social change must include the motivational
analyses, and may not merely be a system of
empirical generalizations.
Habermas
on Weber
Weber’s problematic views on the aim(s) of
social science continue to exercise social
scientists and philosophers of the social sciences.
In “The Dualism of the Natural and Cultural
Sciences” in his On the Logic of the Social Sciences (1988) Jurgen Habermas discusses
an ambiguity in Weber’s corpus about the problem
of irrational purposeful action.
This
book contains a clear rendering of Weber’s
philosophy of social science.
Ideally social science should be a
combination of explanatory empirical uniformities
found in the natural sciences and interpretative or
hermeneutic understanding of meaning and motivations
found in the cultural sciences.
When the social actor chooses means that are
adequate to realize his motivating purpose, the
sociologist can grasp the meaning and motive of the
actor and also relate the actors’ behavior and its
outcome in valid empirical explanations.
But when the social actor’s choice of means
is not effective and therefore not rational, the
sociologist may be able to observe an explanatory
empirical uniformity in observed behavior, but not
be able to impute a valid interpretative
understanding. In his Economy and
Society Weber admitted that research might
discover noninterpretable uniformities underlying
what appears to be meaningful action. This
inconsistency gave rise to Weber’s ambiguity in
his attempt to relate empirical explanation and
interpretative understanding.
On the one hand in “Science as a
Vocation” Weber values the practical and
informative nature of valid empirical explanations
for social policy and planning, when he says that
they supply knowledge of the technique by which one
masters life – external things as well as social
action – through calculations.
In this context Weber was willing to
recognize empirical explanations without
interpretative understanding, and the role of the
interpretation of subjective meaning is merely to
open the way to the empirical social facts.
Thus Habermas says that in the context of the
controversy over value judgments Weber subordinates
the requirement for interpretative understanding to
the requirement for empirical explanation.
On the other hand he says that in other
contexts Weber maintains that cultural science
cannot exhaust its interest in empirical
uniformities, because sociology has an aim that is
different from that of natural science, and Weber
was unwilling to give sociology the status of a
natural science of society. In “Objectivity in Social Science” in The Methodology of the Social Sciences Weber views the empirical
laws as only preparatory to the aim of making their
basis and nature understandable, which he says is
autonomous to the empirical investigation. Like most
Romantics Weber had a Positivist idea of the natural
sciences, but his ambiguity about method principally
originates in the conflicting aims of social science
as empirical and as cultural investigations.
This dualism noted by Habermas might be
called “Weber’s dilemma”, and German Romantic
that he is, Habermas, who also views natural science
through the lenses of Positivist philosophy, opts
for interpretative understanding.
Irrational purposeful action is not
exceptional. Social
actors often fail to realize the consequences of
their motivated actions, and may even have other
consequences in mind. Merton examined at length the
irrelevance of subjective motivations to objective
consequences.
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