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BOOK VIII - Page 16
 
  HERBERT SIMON, PAUL THAGARD AND OTHERS ON
DISCOVERY SYSTEMS
 
 

 

          Lundberg offers several statements of the aim of science.  In one statement he says that the primary function of all science is to formulate the sequences that are observable in any phenomena, in order to be able to predict their recurrence.  In another he says that the goal of all science is the formulation of valid and verifiable principles as laws comprehending with the greatest parsimony all the phenomena of that aspect of the cosmos which is under consideration.  He defines a scientific law in turn as a verifiable generalization within measurable degrees of accuracy of how certain events occur under stated conditions, and he defines a theory as a deductive system of laws.  A central thesis in Lundberg's agenda for a natural science approach to sociology is that scientific law in social science means exactly what it means in natural sciences.  He therefore rejects any distinctive type of scientific law based on verstehen, and he says that understanding in his sense is not a method of research, but rather is the end to which the methods aim. Lundberg's philosophy of scientific criticism is verificationist, and in his textbook he defined a law as a verified hypothesis.
          Lundberg offers several statements on the nature of scientific explanation, the topic in which he is most fundamentally at variance with the Romantic sociologists.  In one brief statement he says that something is explained or understood, when the situation is reduced to elements and correlations among the elements, which are so familiar that they are accepted as a matter of course, and curiosity is then put to rest.  He defines an "element" as any component that is not in need of explanation or of further analysis.  Another of his statements is given in terms of his thesis of frames of reference.  Problematic data are said to be explained when they are incorporated into previously established habit systems of response, which constitute frames of reference.  When this is accomplished, the new observations are said to have "meaning" and to be "understood.”  Consistent with his rejection of naturalistic semantics he says that frames of reference are not inherent in the universe, but are pure constructions for our convenience.  He states that the scientist's interest in a problem requiring a response defines the categories in terms of which he reports his experience.  When he seeks an explanation, he seeks to associate data reporting the problematic experience with what he already knows, i.e. the familiar, described by his established habit systems of response, which is the relevant frame of reference.
          The frame of reference Lundberg considers appropriate for a natural science of social phenomena is behaviorism.  In his Foundations he references a passage from Robert K. Merton's "Durkheim's Division of Labor" in American Journal of Sociology (1934), a relatively early work in Merton's literary corpus, in which Merton states that on the Positivist thesis, which says that science deals only with empirical facts, a science of social phenomena becomes impossible, since it relegates to limbo all ends, i.e. subjective anticipations of future occurrences.  Lundberg says that this view fails to recognize that anticipated ends in the sense of conscious prevision exist as words or other symbols to which the organism responds, just as it does to other stimuli to action.  In the behavioristic framework words are entities that are just as objective as physical things.  No relevant data, even those designated by such words as "mind" or "spiritual" are excluded from science, if these words are manifest in human behavior of any observable kind.  Like most Positivists Lundberg is unaware that the meaning of "observable" is philosophically quite problematic.  Later in his Can Science Save Us? (1947, 1961) he further comments about the word "motives" in relation to frames of reference.  He says that it is a word used to designate those circumstances to which it seems reasonable to attribute an occurrence, and that therefore it can have different meanings depending on the frame of reference in which it is used.  Lundberg believes that of all reference frames the scientific frame of reference has proved to be the most successful for human adjustment to the environment.
          The type of explanation that he explicitly advocates for sociology is what he calls the "field" type, which he also calls relational and situational, and which he opposes to types that refer to unexplained innate traits of social agents.  He compares the idea of field to the idea of space as it is used in geography and ecology.  The geographer describes behavior in terms of symbolic indices such as birth rates, death rates, and delinquency rates, for a geographical region, and then he correlates these indices.  The transition from an ecological map representing delinquency rates as gradients to an organizational or functional representation for sociology involves a transition from a geographical to a social “space" and from a pictorial to a more abstract symbolic representation such as functional equations relating measurements.  In "Social Bookkeeping", the concluding chapter of his Social Research, Lundberg notes that national demographic statistics have routinely been collected, and that social scientists have made successful objective generalizations on the basis of these data.  He maintains that quantitative sociological laws can be just as objective as demographic generalizations.
          In the concluding "Epilogue" chapter of the 1964 edition of his Foundations Lundberg describes similarities between Parsons' sociology and that of Stuart Dodd.  Lundberg takes Dodd's work to be exemplary of the natural science approach in sociology.  Dodd was chairman of the Sociology Department at the American University in Beruit, Lebanon.  Dodd describes his Dimensions of Society: A Quantitative Systematics for the Social Sciences (1942) as a "companion volume" to Lundberg's Foundations, which Dodd reports he had sent to Lundberg for prepublication criticism.  This distinctive book and its sequel, Systematic Social Science: A Dimensional Sociology (1947), set forth a social theory called the S-theory, which implements Lundberg's philosophy of science.  Dodd's 1942 text contains a distinctive notational system for elaborately describing social "situations" in terms of four "dimensions": the demographic, the cultural, the ecological, and the temporal.  The 1947 text contains representations for eleven social institutions.  But the symbols in this notational system serve principally as a kind of shorthand, and seem not to be subject to mathematical computation or transformation, as are theories in natural science.  American sociologists did not accept Dodd's S-theory or his approach.   However, even if the S-theory had been mathematical as is, say, Newtonian mechanics or contemporary mathematical economics, the academic sociologists would not have accepted it anyhow, because they are too incompetent in mathematics to assimilate it.
          Parsons and Lundberg offer surprising ironies in their attempts at philosophy of science.  Each for reasons of his own surpassed the naturalistic thesis of the semantics of language that is common to both the Positivist and the Romanticist traditions in philosophy, and in this respect each had surpassed the academic philosophers of science who were contemporary to them in the 1930's and 1940's.  Both of them affirm the artifactual thesis of semantics, the view that the semantics of language is a cultural artifact rather than a product of nature.  In this respect these social scientists enjoy the benefit of a professional perspective uncommon at the time to the academic philosophers preoccupied with the philosophy of physics.  Ironically, however, neither Parsons nor Lundberg exploited the implications of their philosophically superior view of semantics, because each brought his own agenda to his ersatz philosophizing efforts, which in each case is incompatible with the artifactual-semantics thesis and the realistic epistemology.
          Lundberg arrived at his artifactual-semantics thesis at the expense of realism, because he carried forward a subjectivist epistemology from the Positivist philosophy.   And his fidelity to Positivism cost him any basis for the objectivity that he thought justifies his natural-science agenda for social science.  Historically the Positivist basis for objectivity with the subjectivist epistemology is the naturalistic-semantics thesis of language.  The copy theory of knowledge is an old example of a strategy for objectivity with the subjectivist phenomenalist epistemology.  Bridgman's operationalist definition is a more contemporary case, which ironically Lundberg calls upon as the basis for his view that the gap between the subjective responses constituting sensory experience and the objective real world is mediated by an inferential process consisting of operationalist definitions.  Lundberg may not have realized that both operationalist definitions and the Positivist concept of observation are based on the naturalistic view of semantics.
          Parsons arrived at his artifactual-semantics thesis in a more sophisticated manner, when he said that all observation is in terms of a conceptual scheme, and when he said that there is a relativity or selectivity in the conceptual scheme resulting from the value relevance or interest of the scientist.  This relativism is consistent with the artifactual-semantics thesis, and is not consistent with the naturalistic-semantics that says the information in concepts is absolutely fixed and predetermined by nature.  Furthermore Parsons' approach to the artifactual-semantics thesis is consistent with his realistic epistemology, which he calls "analytical realism.”  Analytical realism enables scientific observation to describe aspects of the real world with semantics supplied by the value-relevant conceptual scheme.   In these noted respects Parsons' philosophy of science is truly post-Positivist, as he had claimed.  But there is a problem, which he attempted to finesse: the artifactual-semantics thesis cannot support his agenda for a voluntaristic theory of social action.  This agenda requires a naturalistic-semantics thesis that would enable Parsons to say that such aspects of reality as ends, norms, or motives are not observable in human behavior, but are causes that must be supplied by imputation by the social scientist by reflection on his own experience, that is by verstehen.  In order to implement his agenda, Parsons says that the relativism introduced by value relevance obtains within the frames of reference for the natural sciences and for voluntaristic action, but does not obtain between them; and on this basis he distinguishes empirical generalizations about human behavior appropriate for natural sciences from the "analytical laws" appropriate to the action frameworks formed by verstehen.  This thesis is a completely ad hoc addendum that is inconsistent with the artifactual-semantics thesis for language.
          The claim made by Parsons that ends, norms, and motives are not observable is erroneous, and it is not erroneous due to behaviorism, as Lundberg maintains.  Contrary to Lundberg behaviorism is also dependent on a naturalistic-semantics thesis of language.  It is erroneous because, as Parsons says, all observation is in terms of a conceptual scheme, and this means that there is an intellectual component in observation supplied by the linguistic context constituting the conceptual scheme.  Contemporary Pragmatists, such as Hanson, have expressed this by saying that observation is "theory-laden.”  Einstein asserted the same thesis when he told Heisenberg that theory decides what the physicist can observe.  The electron was observable by Heisenberg in the Wilson cloud chamber because his quantum theory supplied the conceptual scheme that supplied elementary intelligibility for the phenomenon to be observably recognizable as an electron's track.  Similarly the verstehen interpretation supplied by the Romantic sociologist is no less contributing to the semantics of the language describing observed human behavior than the quantum theory is to the semantics of the observation report of the vapor tracks in the Wilson cloud chamber.  Parsons noted that Weber required that the causal imputation by verstehen be checked by reference to a logically consistent system of concepts, which Parsons says is equivalent to the situation in the natural sciences where immediate sense perception must be incorporated into a system of theoretical knowledge.  On the Pragmatist view, however, it is the whole theoretical system of beliefs including the verstehen analytical laws that is "checked" by empirical testing.
          Both Weber and Parsons seem to have failed to see that there can be no requirement for the verstehen concept of causality in the sciences of human behavior, just as there is no requirement for the Newtonian or Aristotelian concepts of causality in physics.   Weber's and Parsons' attempt to impose such a requirement as a condition for causal explanation in social science, is now recognized to be a fallacy: the fallacy of demanding ontological criteria for scientific criticism.  On the contemporary Pragmatist philosophy of science only empirical criteria may operate in scientific criticism.  The artifactual-semantics thesis makes all ontologies as dispensable as the empirical theories whose semantics describe those ontologies, and it makes all theories subject only to empirical criticism without regard to how improbable or counterintuitive empirically adequate theories may seem to the individual scientist.

The METAMODEL System Applied to Sociology

          In 1976, five years after Hickey left Notre Dame and three years after he developed his METAMODEL discovery system, he used the system to develop a macrosociometric theory of the American national society with historical time series data describing fifty years of American history.  In order to display the Romanticist philosophy of science that still prevails in American academic sociology, this section firstly summarizes Hickey's functionalist macrosociometric theory, and secondly examines the responses of the editors and referees of four academic sociological journals to which Hickey had submitted his paper setting forth his macrosociological model and findings.  The editors of all four sociological journals refused to publish Hickey's paper.  Hickey has retained all the original correspondences from these editors.  In his paper Hickey described his discovery-system generated macrosociometric model as a "quantitative functionalist theory of macrosocial change", and he contrasted it with Parsons' structural-functionalist approach, which Hickey called "classical functionalism.”  Classical functionalism is a social-psychological theory in the Romantic tradition concerned with the institutionalization of patterns of value orientations.  It explains social order and stability by the analysis of motivational processes or "integrative mechanisms" of socialization and social control, which integrate social actors' need dispositions into cultural patterns that always include value orientations.  Parsons called this process of integration the fundamental dynamic theorem of sociology and the core phenomenon of the dynamics of the social system.  When this stability or equilibrium is extended throughout the macrosociety, the result is called consensus equilibrium.
          Hickey noted that the classical functionalist theory does not explain social change.  As Parsons stated, the institutionalization of cultural-value orientations by these integrative mechanisms relate to social change only as forces of resistance except to the degree that the macrosociety is described as malintegrated, in which case these mechanisms legitimate deviant behavior.  Hickey thus maintains that Parsons' paradigm of motivational processes is not an adequate theoretical basis for the analysis of macrosocial change, and he rejects the reductionist dogma that a macrosociological theory must be built up from a social-psychological or microsociological analysis of motivational processes, as had been envisioned by classical functionalists.  Hickey also invokes the definition of functionalism in terms of consequences, and references the distinction between manifest and latent functions proposed by Merton, to enable sociological theory to explain the unintended and unforeseen consequences of social actors' behavior that cannot be explained in terms of conscious motivational processes.  Furthermore as a Pragmatist, Hickey maintains that sociological theory like any scientific theory permits but does not require a Romantic ontology for a valid sociological explanation.  Accordingly while his basis for his selection of distinctively sociological variables in his theory is that these variables reference the fact that the behavior of the social actors is voluntary group associational behavior that reveals cultural values distinctive of particular social institutions, he admits to no requirement that he structure his equations on the basis of any postulated motivations, nor does he admit to the more extreme demand of some Romantics that such motivations be empathetically based and imputed to social actors in accordance with the verstehen criterion for sociological explanation and criticism.
          Hickey's approach is not only an alternative to the reductionist social psychology of classical functionalism that still prevails in sociology, it is also an alternative to attempts to reduce demographic and sociological phenomena to economic motives, as has been proposed by 1992 Nobel laureate economist, Gary S. Becker (1930-    ), a University of Chicago professor of economics and sociology.  Becker is a Romantic economist, who employs the neoclassical economists' rationality postulate to explain such sociological phenomena as marriage, divorce, education and crime, and also demographic phenomena. He maintains that marriage, family size, education, etc. are economic decisions, because they involve incentives.  His theory-of-choice approach based on rationality postulates assumes the calculating attitude (for which he actually develops calculations), that sociologists contrast to the attitude of respect and of voluntary conformity that is institutionalized by socialization and social control.  Furthermore, while Hickey's approach is related to the Institutionalist tradition in economics, he goes beyond Institutionalist economics to include consideration of all of the five basic institutions in the macrosociety, and he models the functional relations among them.  Hickey uses the distinctively sociological perspective for the explanation of these sociological phenomena; it is not reducible to neoclassical economic theory, nor is it merely an extension of Institutionalist economics.  Hickey does not exclude or reject the effects of economic conditions from his explanatory equations; in fact he explicitly includes economic variables. He proposes a distinctively macrosociological perspective that includes macroeconomic conditions.
          The variables in Hickey's theory fall into two broad classes: (1) the institutional variables representing types of groups associated with each of the five basic social institutions, and (2) noninstitutional factors.  The institutional variables are sociologically relevant, because they are per capita rates having numerators describing aggregate voluntary group-associational behavior, thereby making the per capita rates measures of voluntary consensus within the macrosociety.  They measure degrees of consensus on undefined scales of more-or-less about the institutionalized cultural value systems distinctive of each of the five basic types of institutional groups.  Consensus represents the extent of integration of the members of society about the institutional values, integration that is necessary for the type of group to function and to continue in existence.  A decline in consensus about the institutional values results in an increase in the incidence of dissolution of the associated type of group.  The five basic institutional groups are the family or domestic type of group, the church or religious type of group, the school or educational type of group, the business enterprise or economic type of group, and the law-governed macrosociety itself. The family group is represented by the per capita marriage rate and also by the per capita divorce rate.  These two variables describe new family formation and dissolution respectively.  The religious type of group is represented by the per capita rate of religious affiliation.  The educational institutional group is represented by the percent of seventeen/eighteen-year olds that graduate from high school.  The economic type of group is represented by the per capita new business enterprise formation net of voluntary dissolutions.  The institution of government is not represented by any political group but by the reciprocal of the per capita homicide rate; this variable describes the rate of voluntary conformity with the minimum conditions codified into criminal law for membership in good standing in the macrosociety.  Except for the divorce rate, increases in the per capita rates for all the institutional variables represent increased consensus about their distinctive cultural value systems.
          The noninstitutional variables identify factors that have been proposed in the sociological literature as relevant to macrosocial change.  Demographic change is represented by the crude birth rate.  Technological innovation is represented by the per capita number of patent applications for inventions.  Macroeconomic business cycle conditions together with longer secular economic trends are represented by the per capita real income measured by the constant-dollar gross national product.  Military mobilization during wartime is represented by the per capita number of armed forces active duty personnel.  Mass communications media is represented by personal consumption expenditures per capita for newspapers, books, periodicals and cinema, plus business income to radio and television broadcasting firms.  Ecological change is represented both for internal migration due to urbanization represented by the percent of the population living on farms, the most important internal migration at the time, and for international immigration represented by the per capita rate of foreign immigration.

 

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