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BOOK VIII - Page 20
 
  HERBERT SIMON, PAUL THAGARD AND OTHERS ON
DISCOVERY SYSTEMS
 
 

 

          Sonquist offers little by way of philosophical commentary; unlike sociologists such as Parsons and Lundberg, he does not develop a philosophy of science much less a philosophy of language.  But there is little imperative that he philosophizes, since the application of his AID system is less often philosophically controversial. In his applications there is typically no conflict between the data inputted to his system and the mentalistic ontology required by Romantic sociologists, when his system is used to process data collected by survey research consisting of verbal responses revealing respondents' mental states.  In such applications a conflict occurs only with those extreme Romanticists requiring the verstehen truth criterion for scientific criticism. In his 1963 paper, "Problems in the Analysis of Survey Data", Sonquist considers the problem that occurs when theoretical constructs are not the same as the factors that the sociologist is able to measure, even when the survey questions are attitudinal or expectational questions, and when the measurements that the sociologist actually uses, often called "proxy variables" or "indicators", are not related to the theoretical constructs on a simple one-to-one basis.  This is a problem that occurs only in cases in which a theory pre-exists empirical analysis, and in this circumstance Sonquist advocates a role for the AID system, in which the system's empirical analyses are used for the resolution of problems involving interaction detection, problems which theory can­not resolve, or which must be solved either arbitrarily or by making untestable assumptions about the connection between theoretical construct and measurement factor.  Later he considers the role for the discovery system for the development of theory, and the influence of Robert K. Merton is evident.  In Multivariate Model Building he states in the first chapter that he is not attempting to deal with the basic scientific problems of conceptualizing causal links or with latent and manifest functions, but only with the apparent relations between measured constructs and their congruence with an underlying causal structure.  He defines a "theory" as sets of propositions which describe at the abstract level the functioning of a social system, and proposes that in the inductive phase, ex post facto explanations of the relationships found within the data may form a basis for assembling a set of interrelated propositions which he calls a "middle range theory", that describes the functioning of a specific aspect of a social system.  The AID system facilitates the inductive phase by identifying interacting variables, so that mathematical functions relating sociological variables are correctly specified for statistical estimation.
          Sonquist draws upon an introductory text, An Introduction to Logic and Scientific Method, written in 1934 by two academic philosophers of science, Morris R. Cohen and Ernest Nagel.  Cohen (1880-1947) received his Ph.D. from Harvard in 1906, and Nagel (1901-1985) studied under Cohen at City College of New York and received his Ph.D. from Columbia University in 1931.  The relevant chapter in the book is titled "The Method of Experimental Inquiry", which examines the experimental "methods" for discovering causal relationships advanced by Francis Bacon and later elaborated by John S. Mill.  These Baconian experimental methods are anything but Romanticist: the two authors define the search for "causes" to mean the search for some invariable order among various sorts of elements or factors, and the book gives no suggestion that the social sciences should receive any distinctive treatment.  Since all discovery systems search for invariant relations, the attractiveness of the Baconian treatment for scientists such as Sonquist is self evident.  The propositions which Sonquist views as constituting middle-range sociological theory and which following Cohen and Nagel express a causal relationship, have the linguistic form: X(1)...X(n) implies Y.  The researcher's task in Sonquist's view is to relate the causal proposition to a mathematical functional form, which is statistically estimated, and he concludes that a well specified, statistically estimated mathematical function with a small and random error term, expresses a causal relationship understood as the sufficient condition for an invariant relationship between the dependent or caused variable and the set of independent or causal variables.
          In "Computers and the Social Sciences" and "'Retailing' Computer Resources to Social Scientists" in American Behavioral Scientist (1977) Sonquist and Francis M. Sim discuss the inadequate social organization in universities for the effective utilization of computer resources, especially by social scientists, whom they report are described derisively by other academicians as "the marginal computer users.”  The authors present some arguments for changing the professional roles and social organization of computing in social science departments, and they propose some organizational forms.            While the authors' sociological analysis of computing in social science is interesting, and while their reorganization proposals may offer benefits, the underutilization of computer resources and systems analysis by social scientists cannot be remedied by such measures as academic reorganization, so long as the prevailing philosophy of science is still Romanticist.  Reorganizing roles could do no more for Romantic sociology than could re-arranging deck chairs for the sinking H.M.S. Titanic.
          Examination of Sonquist's writings in their chronological order suggests that, as he had attempted to expand the discovery function of his system, he discovered that he had to move progressively further away from the Romanticism prevailing in contemporary academic sociology.   He would have been better served by the contemporary Pragmatist philosophy of science, than he had been by invoking the 1930's Positivist views of Cohen and Nagel.  Both Positivism and Romanticism give a semantically based definition of "theory" and ontologically based criteria for scientific criticism.  On the Pragmatist view "theory" is defined by the pragmatics of language, its function is what Hanson called research science as opposed to almanac science.  And according to the Pragmatist realism practiced by Galileo, Einstein and Heisenberg and formulated as "ontological relativity" by Quine, every causal claim is based exclusively on the empirical adequacy of a tested theory.  Discovery systems therefore are not only able to discover causality; they can also make causal theories.
          Hickey's correspondence with the editors of the academic sociological journals described above reveals that these editors and their selected referees are committed to the enforcement of archaic criteria for scientific criticism, criteria based on an institutionalized Romantic philosophy of science.  In this context Sonquist's AID discovery system was not merely an anomaly in academic sociology.  Developed in 1963 at the apex of Parsonian Romanticism, the AID system was a portent.  It signaled the widening cultural lag in academic sociology between technological modernity represented by the innovative computerized discovery systems on the one hand and anachronistic philosophy represented by an atavistic paleo-Romanticism on the other hand.  This conflict is not merely one between alternative theories; a multiplicity of empirically acceptable conflicting theories is consistent with Pragmatism.  This conflict is furthermore institutional; and it is irreconcilable.  The new technology is an implementation of ontological relativity, which subordinates ontology to empirical criticism, while the old philosophies subordinate empirical criticism to their peculiar ontological dogmas.  Only one or the other type of criterion can prevail, and the prevailing one will at least banalize if not completely exclude the other.

Comment and Conclusion

On Pragmatism vs. Romanticism

          Contemporary Pragmatism differs fundamentally from Romanticism.  Romanticism requires a mentalistic ontology as a criterion for scientific criticism, such that any proposed explanation describing a mentalistic ontology is rejected out of hand without regard to its demonstrated empirical adequacy.  Pragmatism on the other hand accepts only empirical criteria for scientific criticism, and rejects all prior ontologies as criteria for scientific criticism.  Thus Pragmatism permits but does not require mentalistic ontologies.  This difference is due to the different concepts of the aim of science.  Romanticism defines the aim of cultural science as the development of explanations having semantics that describe mentalistic ontologies, a semantics that Romantics call interpretative understanding.  On the other hand Pragmatism does not define the aim of social science in terms of any ontology.  Pragmatists will accept any theory as an explanation that has been empirically tested and not falsified regardless of its semantics and associated ontology.
             For example consumer services and nondurable consumer goods, which together represent fifty-eight percent of the gross domestic product of the United States national economy.  But econometric models for these sectors are seldom empirically satisfactory when based on microeconomic theory.  The models’ errors in reproducing a development sample are large and manifest conspicuous serial correlation.  Furthermore the algebraic sign on the statistically estimated parameter for relative price is often positive instead of negative, and is seldom statistically significant.  But the experienced business econometrician will add demographic variables that account for the fact that consumers enter the market for a product at a certain age in their life cycles, and may also exit a market at some later age.  Trying various time lags in the number of aggregate births or birth rates easily accomplishes this.  The result does not conform to the Romantic philosophy of science, because it is a rare consumer who makes a purchase decision, and knows the size of his demographic cohort, much less knows his place in his society’s demographic profile.  Furthermore the demographic variables so dominate the model that their inclusion often make the relative price and income variables statistically nonsignificant thus requiring exclusion of these traditional microeconomic variables.  Typically nonsignificance also occurs when variables representing advertising and nonprice promotions, which are paradigmatically Romantic variables representing sellers’ attempts to influence consumers’ product knowledge and attitudes, are included in category or industry models.  Such variables representing nonprice competition are often important only for individual brands and not for whole industries or product categories.  And even in the industry models these Romantic variables must be statistically significant and the model must otherwise be empirically acceptable, or the econometrician will reject the model.
             The net effect is that the econometric model that works well empirically is not always the model that conforms either to received microeconomic theory, or to the Haavelmo agenda, or to the Romantic philosophy of science. Of course there are other sectors of the economy for which econometric models work well, when the models include variables representing either expectations data or economic conditions consciously considered by the actors, as Haavelmo had prescribed.  But their inclusion must be subordinated to the Pragmatist concepts of the aim of science, criticism, and explanation, if interpretative understanding is have a role in scientific explanation instead of remaining an investigative humanities subject like history or metaphysics.  A central insight of the contemporary Pragmatist philosophy of science is that only empirical criteria can reveal the connection between actions or events and their consequences in social and behavioral sciences.  Historically in successful science empirical criteria have always had priority over all other considerations for theory evaluation.  It took about three hundred years for natural scientists and philosophers to recognize this.  Apparently it will take another hundred years or more for the retarded slow learners in the social sciences to institutionalize it also.

On Pragmatism vs. Psychologism

             Is computational philosophy of science conceived as cognitive psychology a viable agenda for twenty-first century philosophy of science?  Both Simon and Thagard recognized the lack of empirical evidence needed to warrant claims that their computational cognitive systems are anything more than very rough approximations to the structures and processes of the human mind.  In fact Simon furthermore admitted that in some cases the historical discoveries replicated with the discovery systems described in his Scientific Discovery were actually performed differently from the way in which the discovery systems performed the rediscoveries.  Recognition of this variance amounts to the falsification of the cognitive psychology claims.  Yet Simon did not explicitly reject his colleagues’ discovery systems as empirically falsified psychology.  Rather the psychology claims were tacitly ignored, while the systems continue to be developed without independent empirical research into psychology to guide new cognitive system development. 
             Others have also found themselves confronted with such a conflict of aims.  In "A Split in Thinking among Keepers of Artificial Intelligence" the New York Times (18 Jul. 1993) reported that scientists attending the annual meeting of the American Association of Artificial Intelligence expressed disagreement about the goals of artificial intelligence.  Some maintained the traditional view that artificial-intelligence systems should be designed to simulate intuitive human intelligence, while others maintained that the phrase "artificial intelligence" is merely a metaphor that has become an impediment, and that AI systems should be designed to exceed the limitations of intuitive human intelligence.  The article notes that the division has fallen along occupational lines with the academic community preferring the psychology goal and the business community expressing the alternative goal, and also that large AI systems have been installed in various major American corporations.  This alignment is not inherent, since the academic community need not view artificial intelligence exclusively as an agenda for psychology.  But the alignment is understandable, since the business community financially justifies artificial-intelligence systems pragmatically as it does any other computer system, and it has no interest in faithful replicas of human limitations such as the computational constraint described in Simon's thesis of bounded rationality or the semantical impediment described by Hanson and called the “cognition constraint” by Hickey.  This is the same pragmatic justification that applies generally in basic scientific research.  Scientists will not use discovery systems to replicate the scientist's limitations, but to transcend these limitations to enhance the scientist’s research capability, productivity and performance.
             Artificial intelligence may have outgrown its original home in academic psychology.  The functioning of discovery systems developed to facilitate basic science research is more adequately described as constructional language-processing systems with no psychological claims.  The relation between the psychological and the linguistic perspectives can be illustrated by way of analogy with man’s experience with flying.  Since primitive man first saw a bird intended for dinner spread its wings and escape the hunter by flight, mankind has been envious of birds’ ability to fly.  This envy is illustrated in ancient Greek mythology by the character Icarus, who escaped from the labyrinth of Crete with wings he made of wax.  The story describes him as having flown too near to the hot sun, so that he fell from the sky as the wax melted, and then was drowned in the Aegean Sea.  Icarus’ fatally flawed choice of materials notwithstanding, his basic design concept was a plausible one in imitation of the evidently successful flight capability of birds.  Call Icarus’ design concept the “flapping-wing” technology.  A contemporary development of the flapping-wing technology with superior materials might serve well for an investigation of how birds fly, but it is not the technology used for modern flight by mankind.  Successful human flight has evolved very different technologies, such as initially the hot-air balloon, then the Wright brothers’ fixed-wing motor-powered propeller airplane, then later the rotary blades of the helicopter, and most recently the jet and the rocket.  It is noteworthy that none of these successful technologies imitate the capabilities of the birds - a fact that is not surprising, when one recalls that the motivating aim was not to investigate birds, but rather to enable men to fly. 
             When proposed imitation of nature fails, pragmatic innovation prevails, in order to achieve the motivating aim.  Therefore when asking how a computational philosophy of science should be conceived, it is necessary firstly to ask about the aim of philosophy of science and whether or not computational philosophy of science is adequately characterized as normative cognitive psychology.  Contemporary Pragmatist philosophy of science views the aim of basic science as the production of a linguistic artifact having the status of an “explanation”, which is a theory that has been proposed and not falsified when tested empirically.  Then the aim of a computational philosophy of science in turn is derivative from the aim of science: to enhance scientists’ research practices by developing and employing mechanized procedures capable of achieving the aim of basic science.  To accomplish this, the computational philosopher of science should be at liberty to employ any technology - any computer hardware or software design irrespective of psychology or neurology - that facilitates production of testable theory proposals and therefore of scientific explanations.  And it might be added that the empirical test is prediction, which in the event is a contribution to basic science.  Since a computer-generated explanation is a linguistic artifact, the computer system may be viewed as a constructional language-processing system.  Psychology or neurology may or may not suggest some tentative hypotheses to this end.  But the aim of basic science does not require reducing a computational philosophy of science to the status of a specialty in either psychology or neurology, any more than the aim of aerospace science need be reduced to a specialty in ornithology.  Thus to construe computational philosophy of science as normative cognitive psychology, as Thagard would have it, is to have lost sight of the aim of basic science.  And to date attempts at a cognitive psychology of science appear to have offered basic science no better prospects for improvement of research practices, than did the Icarus wing-flapping technology for manned flight.  In retrospect the thesis that it could, might be labeled the “Icarus fallacy.” Accordingly in computational philosophy of science the phrases “cognitive psychology” and “artificial intelligence” are rendered as irrelevant as “engineering ornithology.”
          The developers of the practical and successful discovery systems have been practicing researchers in the sciences for which they have developed their discovery systems.  They have created systems that have produced serious and responsible proposals for advancing the contemporary state of the empirical sciences in which they work.  To date none have been cognitive psychologists.  Those fruitful discovery systems are Sonquist’s AID system, Litterman BVAR system, and Hickey’s METAMODEL system.  If they have not been cognitive psychologists, neither have they been academic philosophers.  In some cases their understanding would have benefited from the contemporary Pragmatist philosophy of science perspective.  Sonquist, who developed the AID system, is a practicing research sociologist.  His inadequacy in contemporary philosophy of science led him to turn to Positivism, in order to evade the obstructionist Romanticism still prevailing in academic sociology.  Pragmatism would have served him better.  Now known as the CHAID system, Sonquist’s discovery system is probably the most widely used of all the discovery systems created to date.  It is also the earliest.  For Litterman, evasion of the Romantic philosophy was easier.  He is an economist who developed his BVAR system under teachers at the University of Minnesota who were rational expectations advocates.  Ironically their economic “theory” notwithstanding, they were economists who had rejected Haavelmo's structural-equation agenda, thereby rendering Romanticism inoperative for determining the equation specifications for econometric model construction.  But Litterman would have had a better understanding of the significance and value of his work for economics, had he understood the contemporary Pragmatist philosophy of science.  His system is still used by the Federal Reserve Bank of Minneapolis.  Hickey was more fortunate, since he is both an Institutionalist economist and – notwithstanding the reformist obstructionism of the University of Notre Dame philosophy faculty – a contemporary Pragmatist philosopher of science.  In the thirty years since he created his system, he has applied his METAMODEL discovery system for market analysis of both consumer and industrial products, for consumer credit risk analysis, for macroeconomics, for regional economics, and for macrosociology.
             The practical discovery systems developed by Sonquist, Litterman, and Hickey also reveal a distinctive strategy.  Their designs, procedures, and computer languages remained close to the analytic practices actually used by researchers in their respective sciences.  The difference between these systems and those developed by Simon, Thagard, and other cognitive psychologists, echoes the old philosophical issue between the ideal-language and the ordinary-language philosophers in the twentieth century.  What may be called the ordinary-language computational philosophy-of-science approach used by Sonquist, Litterman, and Hickey is based on the analytical techniques that are ordinary in their sciences.  The ideal-language cognitive-psychology philosophers of science use computer languages that are not used in the sciences in which they implemented their systems and that furthermore often have structures resembling the Russellian symbolic logic.  The Logical Positivists’ used Russellian logic for philosophy of science, and their approach is now of interest only to the antiquarian or historian.  Today the ideal-language discovery systems are the exclusive property of the academic cognitive philosophers of science.  The world of science still awaits their contribution to the advancement of the contemporary state of science.
          Computational philosophy of science is the wave of the future that has arrived.  But some philosophers will have to make fundamental adjustments in their psychologistic views in philosophy of language.  The psychologistic turn has in no small part been due to their doctrinaire nominalism built into their Orwellian newspeak, the Russellian symbolic logic.  Yet nothing precludes a linguistic computational philosophy of science that views the discovery systems as language-processing systems and recognizes a three-level semantics enabling philosophers to speak unabashedly about mental concepts without having to make pretentious psychologistic claims.  Cognitive psychology of science is still a promissory note issued by a profession having no payment or credit history, and science awaits evidence of its redeeming cash value.

 

 

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